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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Frederic Arutt has been a financial advisor for over 36 years. Paul is currently registered with Osaic Wealth, Inc. and is located in Scottsdale, Arizona. Previously, Paul worked at SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, ARIZONA CAPITAL GROUP, INC., HERITAGE WEST SECURITIES, INC., SAL FINANCIAL SERVICES, CAPITAL WEST INVESTMENT GROUP, INC., GUARDIAN INVESTOR SERVICES CORPORATION, FFP SECURITIES, INC., LEHMAN BROTHERS INC., KEMPER SECURITIES GROUP, INC., BATEMAN EICHLER, HILL RICHARDS, INCORPORATED and DREXEL BURNHAM LAMBERT INCORPORATED. Paul holds licenses in 17 states and is a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
10/31/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
03/27/2002 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
02/07/2002 - 04/01/2002
ARIZONA CAPITAL GROUP, INC. (SCOTTSDALE AZ)
AZ
01/06/2000 - 02/01/2002
HERITAGE WEST SECURITIES, INC. (SCOTTSDALE AZ)
AL
01/14/1999 - 08/17/1999
SAL FINANCIAL SERVICES (BIRMINGHAM AL)
NA
04/29/1998 - 11/11/1998
CAPITAL WEST INVESTMENT GROUP, INC.
NY
09/07/1994 - 04/15/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MO
10/14/1992 - 08/10/1994
FFP SECURITIES, INC. (CHESTERFIELD MO)
NY
07/08/1991 - 09/22/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 06/17/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
12/16/1988 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
04/23/1985 - 12/22/1988
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 06/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 03/19/1985
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1985
Series 5 - Interest Rate Options Examination
Active
Inactive
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FINRA
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