Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Ruggiero has been in the financial industry since September 2, 1997. He is currently registered as a Registered Representative with MML Investors Services, LLC, a firm headquartered in Springfield, MA, and has been with them since March 2017. Paul was previously with MSI Financial Services, Inc. in Elmsford, NY, and New England Securities in Elmsford, NY. Paul has held various positions at these firms, demonstrating a commitment to the financial services industry. Paul is registered to provide investment advice in 44 states and is a Registered Representative. Paul's primary focus areas include providing financial planning services and managing portfolios for businesses and individuals. In addition to providing investment advisory services, Paul is also a licensed Independent Insurance Agent, specializing in disability, life, accident, health, and long-term care insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
01/11/2021 - Present
MML Investors Services, LLC (ELMSFORD NY)
NY
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ELMSFORD NY)
NY
04/14/2009 - 01/02/2015
NEW ENGLAND SECURITIES (ELMSFORD NY)
NY
04/09/2008 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIDDLETOWN NY)
NJ
07/26/2000 - 10/02/2007
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
09/14/1999 - 07/09/2002
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NY
07/13/1998 - 08/29/1999
INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)
NY
12/13/1996 - 08/29/1999
INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)
NA
12/13/1996 - 07/13/1998
EXCO RMJ INTERNATIONAL INC.
BOTH
Issued 04/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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