Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Oakley is a financial advisor with over 34 years of experience in the financial services industry. Paul is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Egg Harbor Township, New Jersey. Previously, Paul was registered with UBS Financial Services Inc. in Northfield, New Jersey, and Prudential Securities Incorporated in New York, New York. Paul is a licensed broker-dealer and investment advisor and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Paul's areas of specialization include investments, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/12/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EGG HARBOR TOWNSHIP NJ)
NJ
02/18/2000 - 06/17/2009
UBS FINANCIAL SERVICES INC. (NORTHFIELD NJ)
NY
11/13/1989 - 02/24/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/18/1987 - 11/11/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 03/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/19/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/08/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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