Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Monzon has been in the financial industry since August 1999. Paul is currently registered with Tradition Securities AND Derivatives LLC. Paul is a Series 7, SIE and Series 63 licensed professional. Paul is registered in New York and Connecticut. Previously, Paul was registered with ABN AMRO INCORPORATED and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/07/2006 - Present
Tradition Securities AND Derivatives LLC (New York NY)
CT
11/15/1999 - 11/22/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/13/1999 - 11/12/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 11/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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