Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul McGinn is a registered representative with First Trust Advisors LP. Paul McGinn is active in the financial services industry since February 4, 1991. Paul McGinn is a licensed investment advisor representative in Illinois, and holds the following licenses: Series 3, Series 7, Series 24, Series 55, Series 57TO, Series 63 and Series 66. Paul McGinn has experience with UBS Financial Services Inc., J.C. Bradford & Co., Heidtke & Company, Inc., UBS Securities LLC and SG Americas Securities, LLC. Paul McGinn specializes in providing investment advisory services for investment companies, pooled investment vehicles, corporations, individuals, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
08/29/2013 - Present
First Trust Advisors LP (WHEATON IL)
NY
04/07/2009 - 07/16/2013
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
01/10/2006 - 11/20/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
08/14/2000 - 01/18/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/29/1990 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TN
08/31/1990 - 11/07/1990
HEIDTKE & COMPANY, INC. (NASHVILLE TN)
BOTH
Issued 08/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2008
Series 3 - National Commodity Futures Examination
BC
Issued 03/06/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/29/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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