Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Francis Giacalone is a registered representative and investment advisor representative with Moors & Cabot, Inc. based in Westport, Connecticut. Paul has been in the financial services industry since 2013. Paul is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Paul's prior registration was with UBS Financial Services Inc. based in Stamford, Connecticut. Paul holds Series 7, Series 66 and SIE licenses and is a member of the National Association of Securities Dealers (NASD) and the New York Stock Exchange (NYSE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/25/2019 - Present
Moors & Cabot, Inc. (Westport CT)
CT
05/23/2013 - 11/06/2019
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
BOTH
Issued 06/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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