Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Francis Degen is a financial advisor with Barclays Capital Inc. Paul has been in the securities industry since April 18, 1995. Paul is registered with FINRA and has a Series 7, Series 9, Series 10, Series 23, Series 24, Series 63, Series 79TO, Series 99TO, and SIE licenses. Paul is also registered with the state of New York. Before joining Barclays Capital Inc. Paul was with Lehman Brothers Inc. Paul holds a General Securities Principal Examination, General Securities Principal Sales Supervisor, General Securities Sales Supervisor - General Module Examination, General Securities Sales Supervisor - Options Module Examination, Operations Professional Examination, Investment Banking Registered Representative Examination, Securities Industry Essentials Examination, and General Securities Representative Examination licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/22/2008 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
10/08/1996 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/20/1992 - 11/08/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/29/2021
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 09/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/28/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
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NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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