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Paul Foley Bell

Mizuho Securities USA LLC

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About Paul Foley Bell

Paul Foley Bell is a financial professional with over 20 years of experience in the securities industry. Paul has held positions at several prominent financial institutions, including BofA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., and Lehman Brothers Inc. Paul is currently registered with Mizuho Securities USA LLC. Paul holds several licenses and certifications, including Series 7, Series 24, Series 55, Series 57TO, and Series 63. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in all 50 states and the District of Columbia.

Firm Information

Paul Bell is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Bell’s Registration & Firm History

NY

01/07/2020 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/10/2019 - 10/15/2019

BOFA SECURITIES, INC. (NEW YORK NY)

NY

08/31/2015 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/22/2008 - 06/11/2015

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

11/19/1999 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/18/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul Foley Bell.
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