Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul F. Kennedy is a financial advisor with over 20 years of experience in the industry. Paul is currently registered with Charles Schwab & CO., Inc. and has held previous positions at TD AMERITRADE, INC., SCOTTRADE, INC., THRIVENT INVESTMENT MANAGEMENT INC., STOCKCROSS FINANCIAL SERVICES, INC., E*TRADE SECURITIES LLC, and SEATTLE-NORTHWEST SECURITIES CORPORATION. Paul has a wide range of experience and is well-versed in various financial products and services, including investment advisory services, financial planning, selection of other advisors, and wrap fee program sponsorship.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
WA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Seattle WA)
WA
03/08/2018 - 07/29/2024
TD AMERITRADE, INC. (Seattle WA)
WA
01/13/2015 - 03/08/2018
SCOTTRADE, INC. (LYNNWOOD WA)
WA
10/29/2014 - 01/14/2015
THRIVENT INVESTMENT MANAGEMENT INC. (LAKEWOOD WA)
WA
07/09/2008 - 01/15/2009
STOCKCROSS FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
09/25/2006 - 07/28/2008
E*TRADE SECURITIES LLC (SEATTLE WA)
CA
05/05/1999 - 09/27/2006
TD AMERITRADE, INC. (BEVERLY HILLS CA)
WA
04/16/1998 - 03/21/1999
SEATTLE-NORTHWEST SECURITIES CORPORATION (SEATTLE WA)
BOTH
Issued 12/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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