Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Casey is a financial advisor with over 30 years of experience in the industry. Paul has a Series 63, 66, 3, 4, 7, 8, 9 and 10 licenses. Paul is currently registered with Charles Schwab & CO., Inc. Paul has previously been registered with OPTIONSXPRESS, INC. and F.N. WOLF & CO., INC.. Paul's current registrations include a registration with the state of Indiana as a Registered Representative. Paul is available to provide services such as financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
12/08/2015 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
IN
01/09/2017 - 11/14/2017
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
IN
09/02/2011 - 12/31/2013
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
NA
08/21/1992 - 09/14/1992
F.N. WOLF & CO., INC.
BOTH
Issued 12/08/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2017
Series 4 - Registered Options Principal Examination
BC
Issued 06/30/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2008
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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