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Paul Eugene Wendel

Alps Distributors, Inc.

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About Paul Eugene Wendel

Paul Eugene Wendel is a Denver, Colorado-based financial advisor. Paul is a registered representative of Alps Distributors, Inc., and Alps Portfolio Solutions Distributor, Inc. He has been in the industry since 2001 and has a strong track record of providing investment advice to clients. Paul is a highly qualified advisor with a number of licenses and designations. He holds Series 7, 24, and 66 licenses as well as the SIE exam. Paul has previously worked with several firms including IVY DISTRIBUTORS, INC., WADDELL & REED, UMB DISTRIBUTION SERVICES, LLC, GRAND DISTRIBUTION SERVICES, LLC, VSR FINANCIAL SERVICES, INC., and SIGNATOR INVESTORS, INC.

Firm Information

Paul Wendel is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Wendel’s Registration & Firm History

CO

09/06/2016 - Present

Alps Distributors, Inc. (DENVER CO)

KS

03/18/2014 - 08/29/2016

IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)

KS

03/18/2014 - 08/29/2016

WADDELL & REED (OVERLAND PARK KS)

MO

08/21/2012 - 03/14/2014

UMB DISTRIBUTION SERVICES, LLC (KANSAS CITY MO)

WI

08/21/2012 - 12/31/2012

GRAND DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)

KS

02/13/2004 - 07/26/2012

VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

MA

09/27/1999 - 12/11/2002

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 03/16/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/18/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Eugene Wendel.
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