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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Eugene Lee is a financial advisor at UBS Financial Services Inc. Paul has been in the financial services industry since 1989 and has a strong background in providing financial advice to individuals, businesses, and institutions. Paul holds several licenses and certifications, including the Series 7, Series 10, Series 9, Series 31, Series 63, and Series 65. Paul has extensive experience in investment management, retirement planning, and estate planning. Paul is committed to providing clients with personalized financial advice that helps them reach their financial goals. Paul has been registered with UBS Financial Services Inc. since 2009. Prior to joining UBS, Paul worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Chancellor Dougall & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
02/05/2009 - Present
UBS Financial Services Inc. (Barrington IL)
IL
08/28/1993 - 02/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BARRINGTON IL)
IL
08/22/1989 - 08/17/1993
CHANCELLOR DOUGALL & COMPANY, INC. (CHICAGO IL)
IA
Issued 09/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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