Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Ettari is a financial professional with over 8 years of experience in the financial services industry. Paul is currently registered with Marex Capital Markets Inc. Paul is Series 3, 7, 55, 57TO and SIE licensed. Paul previously worked at Cowen and Company, Cowen Prime Services LLC, and Cowen Execution Services LLC. Paul is registered to conduct business in Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
12/01/2023 - Present
Marex Capital Markets Inc. (Alpharetta GA)
GA
08/25/2021 - 12/13/2023
COWEN AND COMPANY (Alpharetta GA)
GA
08/09/2017 - 02/10/2022
COWEN PRIME SERVICES LLC (Alpharetta GA)
GA
03/03/2015 - 12/31/2017
COWEN EXECUTION SERVICES LLC (Alpharetta GA)
BC
Issued 03/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2015
Series 3 - National Commodity Futures Examination
BC
Issued 03/26/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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