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Paul Etienne Regard

Primerica Brokerage Services, Inc.

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About Paul Etienne Regard

Paul Regard is a registered representative with Primerica Brokerage Services, Inc. Paul has over 15 years of experience in the financial services industry and holds several licenses and certifications, including Series 3, 6, 7, 24, 26, 63, 65, 7TO, 99TO, and SIE. Paul is registered to conduct business in Georgia and North Carolina. Paul is also registered with PFS Investments Inc., a firm that is registered with both the SEC and the state of Georgia.

Firm Information

Paul Regard is currently registered with Primerica Brokerage Services, Inc.. Primerica Brokerage Services, Inc. is a Corporation that was formed on 2022-05-20 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Regard’s Registration & Firm History

GA

04/04/2023 - Present

Primerica Brokerage Services, Inc. (Duluth GA)

IL

03/28/2002 - 05/24/2002

PORTFOLIO BROKERAGE SERVICES, INC. (CHICAGO IL)

PA

04/10/1997 - 09/12/2000

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

PA

06/14/1994 - 03/27/1997

SEI FINANCIAL SERVICES COMPANY (OAKS PA)

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Licenses & Designations

BC

Issued 05/31/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/12/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/07/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 11/17/2023

Series 99TO - Operations Professional Examination

BC

Issued 08/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/06/1995

Series 3 - National Commodity Futures Examination

BC

Issued 06/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Etienne Regard.
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