Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Morris is a financial professional with over 28 years of experience in the financial services industry. Paul currently works for A.g.p. / Alliance Global Partners in New York, NY. Prior to joining A.g.p. / Alliance Global Partners, Paul worked for firms including AEGIS CAPITAL CORP. and Wharton Capital Markets LLC. Paul specializes in portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
03/05/2018 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
10/12/2012 - 02/20/2018
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
11/18/2011 - 08/02/2012
WHARTON CAPITAL MARKETS LLC (NORTH HILLS NY)
NY
06/08/1998 - 05/30/2001
SECURITY CAPITAL TRADING, INC. (NEW YORK NY)
NY
07/24/1996 - 05/21/1998
GAINES, BERLAND INC. (BETHPAGE NY)
NY
09/12/1994 - 06/12/1996
BURNHAM SECURITIES INC. (NEW YORK NY)
NY
02/19/1992 - 08/18/1994
RAS SECURITIES CORP. (NEW YORK NY)
NJ
12/08/1986 - 01/06/1992
BAIRD, PATRICK & CO., INC. (FAIRFIELD NJ)
NA
01/29/1986 - 07/22/1987
STEINBERG & LYMAN
NA
10/16/1984 - 08/20/1986
BARRON, MARSHALL & KAMEN CO., INC.
NA
01/24/1985 - 01/01/1986
VANDERBILT SECURITIES, INC.
NA
01/30/1984 - 09/28/1984
MONVEST LIMITED PARTNERSHIP
NA
12/28/1983 - 02/01/1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
NA
04/19/1983 - 09/21/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
05/17/1983 - 06/14/1983
A.L.HAVENS SECURITIES, INC.
BC
Issued 11/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/17/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1982
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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