Unclaimed
Paul Nelson is a financial professional with over five years of experience in the industry. Paul is currently registered with Jefferies LLC and holds Series 63, SIE and Series 79 licenses. Paul has been a registered representative in New York and North Carolina since 2017. Previously, Paul worked for WELLS FARGO SECURITIES, LLC in Charlotte, NC for several years. Paul has a strong background in investment banking and is dedicated to providing clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/12/2017 - Present
Jefferies LLC (CHARLOTTE NC)
NC
09/26/2012 - 11/08/2017
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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