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Paul Erik Nelson

Jefferies LLC

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About Paul Erik Nelson

Paul Nelson is a financial professional with over five years of experience in the industry. Paul is currently registered with Jefferies LLC and holds Series 63, SIE and Series 79 licenses. Paul has been a registered representative in New York and North Carolina since 2017. Previously, Paul worked for WELLS FARGO SECURITIES, LLC in Charlotte, NC for several years. Paul has a strong background in investment banking and is dedicated to providing clients with personalized financial guidance.

Firm Information

Paul Nelson is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Nelson’s Registration & Firm History

NC

10/12/2017 - Present

Jefferies LLC (CHARLOTTE NC)

NC

09/26/2012 - 11/08/2017

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/27/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Erik Nelson.
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