Unclaimed
Paul Siegert is a financial advisor with over 26 years of experience in the industry. Paul is registered with Houlihan Lokey Capital, Inc. and has passed the Series 7, Series 24, Series 63, Series 79TO, and SIE exams. Paul has been actively registered in Minnesota since April 26, 1996.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/25/1996 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 04/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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