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Paul Eric Siegert

Houlihan Lokey Capital, Inc.

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About Paul Eric Siegert

Paul Siegert is a financial advisor with over 26 years of experience in the industry. Paul is registered with Houlihan Lokey Capital, Inc. and has passed the Series 7, Series 24, Series 63, Series 79TO, and SIE exams. Paul has been actively registered in Minnesota since April 26, 1996.

Firm Information

Paul Siegert is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Siegert’s Registration & Firm History

TX

04/25/1996 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

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Licenses & Designations

BC

Issued 04/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/30/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Eric Siegert.
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