Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Karcher is a financial advisor with RBC Capital Markets, LLC. Paul has been working in the financial industry since 1983. Prior to joining RBC Capital Markets, LLC, Paul was with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Paul is registered with the following states: Arizona, California, Delaware, Florida, Georgia, Kansas, Maryland, Montana, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, and West Virginia. Paul holds the following securities licenses: Series 6, Series 7, Series 31, and SIE. Paul is a specialist in various areas of financial services including investment management, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/06/2023 - Present
RBC Capital Markets, LLC (CHADDS FORD PA)
DE
01/01/2008 - 07/02/2018
WELLS FARGO CLEARING SERVICES, LLC (NEWARK DE)
DE
05/13/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NEWARK DE)
NA
02/09/1987 - 06/24/1987
GREAT LAKES EQUITIES CO.
NA
06/19/1985 - 03/02/1987
MICHAEL C. TALLEY & CO., INC.
NA
02/22/1983 - 08/05/1985
PRUCO SECURITIES CORPORATION
BC
Issued 07/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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