Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Kacik is a financial professional with over 20 years of experience in the financial services industry. Paul is currently registered with Frontier Solutions, LLC. Paul is a Series 7, 24, 63 and 79TO licensed professional and has previously held licenses with D.A. Davidson & Co., Wells Fargo Securities, LLC and many other firms. Paul has experience in various aspects of financial services, including investment banking, and has held positions at firms in multiple states including California, New York and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/16/2021 - Present
Frontier Solutions, LLC (Corona del Mar CA)
CA
03/19/2020 - 09/14/2021
HEXAGON CAPITAL ALLIANCE LLC (NEWPORT BEACH CA)
CA
04/08/2019 - 03/25/2020
KCM SECURITIES, LLC (IRVINE CA)
CA
11/16/2015 - 04/05/2019
OPUS FINANCIAL PARTNERS, LLC (Irvine CA)
CA
02/04/2014 - 11/27/2015
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
CA
02/01/2012 - 10/22/2013
D.A. DAVIDSON & CO. (COSTA MESA CA)
CA
10/13/2009 - 03/01/2012
MCGLADREY CAPITAL MARKETS, LLC (COSTA MESA CA)
CA
07/01/2009 - 10/20/2009
WELLS FARGO SECURITIES, LLC (NEWPORT CA)
CA
10/03/2006 - 07/01/2009
WELLS FARGO SECURITIES, LLC (NEWPORT CA)
CA
07/11/2005 - 10/05/2006
BARRINGTON ASSOCIATES (NEWPORT BEACH CA)
CA
08/25/1994 - 07/07/1995
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/31/1993 - 08/29/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
01/28/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2005
Series 17 - Limited Registered Representative Examination
BC
Issued 01/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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