Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Flesche has been in the securities industry since March 18, 2000. He is currently registered with Glendale Securities, Inc., and has offices in Sherman Oaks, California and Coeur d'Alene, Idaho. Paul is a Series 7, Series 63, and Series 65 licensed broker-dealer. His prior affiliations include Velox Securities, Inc., Mundial Financial Group, LLC, and BrokersXpress LLC. Paul has a diverse range of experience and qualifications, including holding principal licenses and passing numerous product exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/07/2005 - Present
Glendale Securities, Inc. (SHERMAN OAKS CA)
CA
11/09/2016 - 07/18/2017
VELOX SECURITIES, INC. (ANAHEIM CA)
CA
01/14/2011 - 06/08/2017
MUNDIAL FINANCIAL GROUP, LLC (SHERMAN OAKS CA)
IL
06/29/2004 - 04/25/2005
BROKERSXPRESS LLC (CHICAGO IL)
CA
05/03/2004 - 06/14/2004
STOCKS 4 LESS, INC. (SHERMAN OAKS CA)
CA
09/18/2003 - 06/14/2004
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
MA
05/30/2002 - 09/05/2003
J. P. MORGAN INVEST, LLC (BOSTON MA)
CA
09/20/2000 - 06/07/2002
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
GA
02/18/2000 - 09/11/2000
INSTATRADE, INC. (ATLANTA GA)
TX
09/03/1999 - 02/25/2000
OMNI FINANCIAL GROUP, L.L.C. (HOUSTON TX)
IA
Issued 01/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/03/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/26/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/29/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/15/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/06/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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