Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Atkinson is an investment advisor representative with UBS Financial Services Inc. Paul has over 27 years of experience in the financial services industry. Paul holds the Series 7, Series 31, and Series 63 licenses. Paul also has the Series 65 license and is registered with the State of Colorado as an investment advisor representative. Paul's previous employment includes Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., VESTAX SECURITIES CORPORATION, ING AMERICA EQUITIES, INC., DEAN WITTER REYNOLDS INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., and FOSTER JEFFRIES CO., INC. Paul is a member of the Financial Industry Regulatory Authority (FINRA) and has a FINRA CRD number of 2493815.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
07/10/2019 - Present
UBS Financial Services Inc. (DENVER CO)
CO
11/15/2005 - 10/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWOOD VILLAGE CO)
NY
05/14/2002 - 11/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
OH
05/13/1998 - 04/01/2002
VESTAX SECURITIES CORPORATION (HUDSON OH)
PA
02/20/1997 - 02/19/1998
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
NY
08/24/1995 - 01/28/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/08/1995 - 08/25/1995
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
07/15/1994 - 07/20/1994
FOSTER JEFFRIES CO., INC. (WESTBURY NY)
IA
Issued 5/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 7/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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