Unclaimed
Paul Ellsworth Seals is an investment advisor representative at Ameriprise Financial Services, LLC. Paul has been in the financial industry since 1992 and has a wide range of experience. Paul is a registered investment advisor representative in Michigan and Texas. Paul holds Series 7, 8, 9, 10, 24, 31, 52TO, 53, 63 and 65 licenses and has a Series 8 exam taken date of June 18, 1993. Paul's previous firm was Ameriprise Advisor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
02/20/2010 - Present
Ameriprise Financial Services, LLC (KALAMAZOO MI)
MI
04/20/1992 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (KALAMAZOO MI)
IA
Issued 09/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/1995
Series 24 - General Securities Principal Examination
BC
Issued 12/21/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/18/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Seals is the right advisor for you? Invested Better is here to help.