Unclaimed
Paul Elliott Smith is a financial professional with over 5 years of experience in the securities industry. Paul is registered with Truist Securities, Inc. in 52 states, District of Columbia and Puerto Rico and holds the Series 7, Series 63, Series 87, and SIE licenses. Paul is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
10/09/2014 - Present
Truist Securities, Inc. (ATLANTA GA)
BC
Issued 11/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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