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Paul Edwin Gouge

Northwestern Mutual Investment Services, LLC

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About Paul Edwin Gouge

Paul Edwin Gouge is a financial advisor with Northwestern Mutual Investment Services, LLC. Paul has over 25 years of experience in the financial industry, with experience at several firms prior to joining Northwestern Mutual. Paul has a broad base of experience, having previously worked with Secura Investments, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and Pruco Securities Corporation. Paul is a Series 6, 7, and 63 licensed advisor and also holds the SIE designation.

Firm Information

Paul Gouge is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Paul Gouge’s Registration & Firm History

WI

07/01/1997 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

06/05/1996 - 11/07/1996

SECURA INVESTMENTS, INC. (APPLETON WI)

IN

08/16/1995 - 06/11/1996

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

08/16/1995 - 06/11/1996

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NJ

02/08/1994 - 07/26/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 03/02/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/07/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Edwin Gouge.
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