Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Edward Swails is an investment professional with over two years of experience in the financial industry. Paul is currently a registered representative with PFS Investments Inc., holding licenses including Series 63, Series 26, Series 6TO and the SIE exam. Paul has previously worked as a registered representative with PFS Investments Inc. in Dublin, Ohio. Paul's professional experience includes working with high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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OH
01/08/2022 - Present
PFS Investments Inc. (DUBLIN OH)
OH
01/25/2021 - 12/31/2021
PFS INVESTMENTS INC. (DUBLIN OH)
BC
Issued 09/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/25/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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