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Paul Edward Santos

Cetera Advisor Networks LLC

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About Paul Edward Santos

Paul Santos is a financial advisor with over 17 years of experience in the industry. Currently registered with Cetera Advisor Networks LLC, Paul has previously worked at a number of firms including SW Financial, Joseph Stone Capital L.L.C., Cape Securities Inc., MetLife Securities Inc., EKN Financial Services Inc., iTradedirect.com Corp, Liberty Partners Financial Services, LLC, and Milestone Financial Services, Inc. Paul holds FINRA Series 7 and 63 registrations as well as the SIE exam.

Firm Information

Paul Santos is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Santos’s Registration & Firm History

FL

07/21/2024 - Present

Cetera Advisor Networks LLC (PALM COAST FL)

NY

12/16/2019 - 05/11/2023

SW FINANCIAL (MELVILLE NY)

NY

07/07/2015 - 12/19/2017

JOSEPH STONE CAPITAL L.L.C. (HOLBROOK NY)

NY

07/23/2013 - 07/27/2015

CAPE SECURITIES INC. (HOLBROOK NY)

NY

01/03/2011 - 07/31/2013

METLIFE SECURITIES INC. (HAUPPAUGE NY)

NY

04/27/2010 - 01/14/2011

EKN FINANCIAL SERVICES INC. (FARMINGVILLE NY)

NY

02/22/2010 - 05/04/2010

ITRADEDIRECT.COM CORP (FARMINGVILLE NY)

NY

02/08/2007 - 03/26/2010

LIBERTY PARTNERS FINANCIAL SERVICES, LLC (HOLBROOK NY)

NY

02/13/2003 - 02/22/2007

MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)

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Licenses & Designations

BC

Issued 06/09/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Paul Edward Santos. Review regulatory record here.
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