Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Roettger is a financial advisor with over 27 years of experience in the industry. Paul is currently registered with Wells Fargo Clearing Services, LLC. Paul has previously worked for A.G. Edwards & Sons, Inc., Edward Jones, and FIRST CLEARING, LLC. Paul holds the Series 7, Series 24, Series 55, Series 57TO, and SIE licenses and has earned the Uniform Securities Agent State Law Examination (Series 63) license. Paul is registered to provide securities services in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
05/01/2009 - 11/22/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/27/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
04/25/1995 - 01/20/2000
EDWARD JONES (ST. LOUIS MO)
BC
Issued 05/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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