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Paul Edward Rodriguez

Vision Financial Markets LLC

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About Paul Edward Rodriguez

Paul Edward Rodriguez is a financial advisor with over 20 years of experience in the industry. He is currently registered with Vision Financial Markets LLC in Stamford, Connecticut. Paul Rodriguez has a wide range of experience, including time spent at Raymond James Financial Services, Inc. and TMT Investments, LLC. He holds the Series 63, Series 66, Series 7, and SIE licenses. Paul Edward Rodriguez is registered in Arizona, and he is currently approved to provide financial advice to individuals and businesses.

Firm Information

Paul Rodriguez is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Rodriguez’s Registration & Firm History

CT

12/22/2016 - Present

Vision Financial Markets LLC (Stamford CT)

IL

11/03/2016 - 12/22/2016

TMT INVESTMENTS, LLC (CHICAGO IL)

FL

08/07/2000 - 03/01/2001

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 05/18/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Paul Edward Rodriguez. Review regulatory record here.
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