Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Edward Peck is an active investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Paul has been in the securities industry since February 22, 1995. Paul is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. Paul is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative. Paul is a certified financial planner and has several other business interests. Paul specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients. Prior to joining Wells Fargo Advisors Financial Network, LLC, Paul was employed by Legg Mason Wood Walker, Incorporated, Royal Alliance Associates, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and PFS Investments Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/01/2016 - Present
Wells Fargo Advisors Financial Network, LLC (ANNAPOLIS MD)
MD
03/14/2003 - 01/06/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
AZ
07/24/1998 - 03/21/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
05/08/1998 - 07/01/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/08/1998 - 07/01/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
09/27/1993 - 12/31/1996
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 07/31/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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