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Paul Edward Michael

Pershing LLC

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About Paul Edward Michael

Paul Edward Michael is a financial advisor with over 27 years of experience in the financial services industry. Paul currently works at Pershing LLC, a brokerage firm in Oakbrook Terrace, Illinois. Paul has held previous roles at UBS Securities LLC, FLEET SECURITIES, INC., and COWEN & CO. Paul holds FINRA Series 7, 24, 52, and 63 licenses as well as the SIE exam. Paul is registered with the state of Illinois.

Firm Information

Paul Michael is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Michael’s Registration & Firm History

IL

10/14/2011 - Present

Pershing LLC (Oakbrook Terrace IL)

IL

05/06/2004 - 08/24/2011

UBS SECURITIES LLC (CHICAGO IL)

TX

09/15/1998 - 04/09/2004

FLEET SECURITIES, INC. (DALLAS TX)

NY

02/08/1993 - 01/03/1997

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2012

Series 24 - General Securities Principal Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul Edward Michael.
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