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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Edward Johnson has been working in the financial services industry since 1973. Paul Edward Johnson is a registered representative of UBS Financial Services Inc. and is currently licensed to provide financial services in Florida, Indiana, and Texas. Paul Edward Johnson specializes in investment advisory services for high net worth individuals, corporations or other businesses, pension and profit-sharing plans, individuals other than high net worth, and charitable organizations. In addition to Paul Edward Johnson's primary employment with UBS Financial Services Inc., Paul Edward Johnson also operates a small grain farm. Paul Edward Johnson has previously been registered with Shearson Lehman Hutton Inc., Shearson Hayden Stone Inc., Manequity, Inc., and Independent Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IN
01/26/2016 - Present
UBS Financial Services Inc. (Bloomington IN)
NY
11/22/1977 - 07/03/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
11/21/1977 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
06/15/1973 - 07/09/1977
MANEQUITY, INC.
NA
11/27/1972 - 06/15/1973
INDEPENDENT SECURITIES CORPORATION
IA
Issued 10/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/19/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/18/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 05/08/1981
Series 24 - General Securities Principal Examination
BC
Issued 12/10/1980
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/15/1979
PC - AMEX Put and Call Exam
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1972
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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