Unclaimed
Paul Edward Herman is an active Registered Representative with W&S Brokerage Services, Inc. based in Cincinnati, Ohio. Paul has been in the industry since February 1999 and is a licensed Series 6 and Series 26 representative. Prior to joining W&S Brokerage Services, Inc., Paul worked at CAPITAL ANALYSTS, INCORPORATED. Paul has a strong focus on portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
09/01/2000 - Present
W&S Brokerage Services, Inc. (CINCINNATI OH)
OH
02/23/1999 - 09/01/2000
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
BC
Issued 08/10/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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