Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Edward Frederick is a financial advisor with over 30 years of experience in the industry. He has held a series of positions at Wells Fargo Clearing Services, LLC. Paul holds Series 63, 65, 7, 9, 10 and SIE licenses. Paul Edward Frederick is registered to provide investment advice in 22 states and is licensed to provide brokerage services in 21 states. Paul Edward Frederick has 6 approved SRO Registrations, 1 approved FINRA Registrations and 19 approved state registrations. Paul Edward Frederick is also a co-guardian for his son, which is not investment related.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
03/02/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SEATTLE WA)
IA
Issued 04/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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