Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Edward Dunn is a financial professional with over 40 years of experience in the industry. Paul is currently registered with Bluerock Capital Markets LLC and has held previous roles at firms such as ICON Securities Corp., Lightstone Securities, LLC, and First Allied Securities, Inc. Paul's expertise spans a variety of areas, and is reflected in the numerous exams he holds including Series 7, 63, 24, 39, 99TO, and SIE. Paul has a broad range of experience and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/17/2011 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
NY
12/08/2010 - 01/18/2011
ICON SECURITIES CORP. (NEW YORK NY)
NJ
03/26/2009 - 10/25/2010
LIGHTSTONE SECURITIES, LLC (MAHWAH NJ)
CA
04/24/2007 - 02/05/2009
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
07/05/2005 - 02/13/2007
GREENBOOK SECURITIES, INC. (SAN DIEGO CA)
NY
06/10/2003 - 03/19/2004
KEYSTONE CAPITAL CORPORATION (NEW YORK NY)
PA
01/28/1994 - 04/22/2002
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
CA
05/01/1991 - 06/16/1995
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
KY
07/22/1988 - 04/01/1991
NTS SECURITIES, INC. (LOUISVILLE KY)
NA
01/09/1987 - 11/19/1988
SOURCE SECURITIES, INC.
NA
03/14/1985 - 02/07/1986
MCNEIL SECURITIES CORPORATION
NA
03/29/1983 - 01/14/1985
MCNEIL SECURITIES CORPORATION
NA
04/07/1981 - 06/20/1983
CARLYLE SECURITIES CORPORATION
NA
11/29/1979 - 02/09/1981
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
03/02/1979 - 11/09/1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
BC
Issued 07/10/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/12/1983
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Dunn is the right advisor for you? Invested Better is here to help.
