Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Duffy is a financial professional with over 25 years of experience in the financial services industry. Paul holds the Series 7, 8, 63, and 65 licenses and is currently registered with First Southern, LLC. Paul has previously worked at INSIGNEO SECURITIES, LLC, NORTHEAST SECURITIES, LLC, WACHOVIA SECURITIES, LLC, and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PR
07/29/2024 - Present
First Southern, LLC (GUAYNABO PR)
FL
08/04/2017 - 01/13/2020
INSIGNEO SECURITIES, LLC (MIAMI FL)
FL
07/22/2008 - 12/31/2018
NORTHEAST SECURITIES, LLC (MIAMI FL)
FL
07/01/2003 - 07/08/2008
WACHOVIA SECURITIES, LLC (CORAL GABLES FL)
NY
09/11/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/31/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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