Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Edmund Louie is a financial advisor who has been in the industry since November 28, 2011. He is currently registered with Capstone Partners and is licensed in Colorado. Paul has a Series 63, Series 79, and SIE license. Previously, Paul was registered with CASCADIA CAPITAL, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/11/2019 - Present
Capstone Partners (Irvine CA)
CA
10/19/2011 - 12/31/2018
CASCADIA CAPITAL, LLC (Los Angeles CA)
BC
Issued 12/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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