Unclaimed
Paul Puleo is a financial advisor associated with Prudential Investment Management Services LLC. Paul has been in the financial industry since February 5, 1996. Paul is licensed in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/06/2023 - Present
Prudential Investment Management Services LLC (Newark NJ)
NY
05/01/2003 - 01/23/2023
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/05/1996 - 04/11/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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