Unclaimed
Paul E. Nelson is a registered representative with First Trust Portfolios LP. Paul holds the Series 99 and SIE licenses and has been in the financial services industry since July 24, 2017. Paul is located in Wheaton, Illinois and is associated with the Wheaton, Illinois branch office of First Trust Portfolios LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/25/2017 - Present
First Trust Portfolios LP (WHEATON IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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