Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Dubord is a financial professional with over 23 years of experience in the industry. Paul has a strong track record of success, having worked at several reputable firms, including J.P. Morgan Securities LLC and Chase Investment Services Corp. Currently, Paul is an active Registered Representative at T3 Trading Group, LLC. Paul holds numerous industry licenses and certifications including Series 7, Series 24, Series 63, Series 66, and Series 57TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/04/2023 - Present
T3 Trading Group, LLC (NEW YORK NY)
IL
10/01/2012 - 09/11/2023
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
08/27/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
03/10/1999 - 07/27/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 01/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/07/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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