Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Mangum is a financial advisor at Stephens. Paul has been in the industry since 1992 and has been registered with Stephens since September 10, 2012. Paul is licensed in 30 states and holds the Series 7 and SIE licenses. Paul specializes in various financial services, including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
09/10/2012 - Present
Stephens (LITTLE ROCK AR)
TN
08/05/2005 - 09/05/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
11/28/2000 - 08/04/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
AR
07/05/1994 - 12/04/2000
STEPHENS INC. (LITTLE ROCK AR)
NC
04/25/1994 - 07/08/1994
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
RI
01/27/1994 - 05/02/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NC
01/28/1993 - 12/02/1993
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
NY
12/23/1992 - 02/03/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
02/03/1992 - 12/23/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
BC
Issued 01/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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