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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Dulin Spencer is an investment advisor representative with Hightower Advisors, LLC. Paul has been in the industry since August 4, 2005. Paul is registered in Florida and New York, and has worked for multiple firms throughout their career. Paul has a diverse range of experience, having previously worked for firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, Capital Guardian, LLC, and Barclays Capital Inc. Paul's expertise includes a wide range of financial services, including portfolio management for businesses and individuals, financial planning, and pension consulting. Paul's work has spanned various client types, from individuals and high-net-worth individuals to corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
FL
07/12/2017 - Present
Hightower Advisors, LLC (Palm Beach Gardens FL)
FL
04/02/2015 - 05/22/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
FL
05/29/2013 - 04/06/2015
CAPITAL GUARDIAN, LLC (WEST PALM BEACH FL)
NY
02/25/2010 - 09/10/2010
QUAD CAPITAL, LLC (NEW YORK NY)
NY
09/22/2008 - 03/09/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/04/2002 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 04/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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