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Paul Duffy

J.p. Morgan Securities LLC

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About Paul Duffy

Paul Duffy is a registered representative with J.p. Morgan Securities LLC. Paul has been in the financial industry for over 6 years. Paul holds the Series 66, SIE and Series 7 licenses. Paul is registered in 53 states and is also registered as an Investment Advisor Representative in two states. Paul has experience in financial planning, pension consulting, and selection of other advisors. Paul's current employment is with J.P. MORGAN SECURITIES LLC in Warminster, PA. Paul has previously worked at BANK OF AMERICA, N.A./MERRILL LYNCH, PIERCE, FENNER & SMITH INC in Pennington, NJ.

Firm Information

Paul Duffy is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Paul Duffy’s Registration & Firm History

PA

02/04/2025 - Present

J.p. Morgan Securities LLC (Warminster PA)

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Licenses & Designations

BOTH

Issued 01/20/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Paul Duffy. Review regulatory record here.
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