Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Douglas Smith is an Investment Advisor Representative at Advisory Services Network, with an office in Austin, TX. Paul Smith has been in the securities industry for over 12 years. Paul Smith is registered with the state of Texas and Louisiana as an Investment Advisor Representative. Paul Smith also holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Paul Smith is a Certified Financial Planner and a Chartered Financial Consultant. Advisory Services Network is a Registered Investment Advisor that specializes in providing financial planning and portfolio management services to individuals, corporations, and institutions. Advisory Services Network has offices in Atlanta, GA and Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
06/12/2019 - Present
Advisory Services Network (Austin TX)
TX
12/05/2007 - 06/10/2019
NYLIFE SECURITIES LLC (AUSTIN TX)
IA
Issued 02/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/04/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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