Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Douglas Scott is a financial advisor with over 30 years of experience in the industry. Currently, Paul is registered with Cetera Advisor Networks LLC in Scottsdale, Arizona. Previously, Paul worked at FIRST FINANCIAL EQUITY CORPORATION, Morgan Stanley DW Inc., Round Hill Securities, Inc. and Norcross & Company. Paul has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
04/20/2022 - Present
Cetera Advisor Networks LLC (SCOTTSDALE AZ)
AZ
11/22/2002 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
NY
04/15/1997 - 12/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
03/01/1997 - 03/17/1997
ROUND HILL SECURITIES, INC. (ALAMO CA)
AZ
07/14/1993 - 02/20/1997
NORCROSS & COMPANY (PHOENIX AZ)
BC
Issued 07/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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