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Paul Douglas Lyons

Cain, Watters & Associates, LLC

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About Paul Douglas Lyons

Paul Lyons is a financial professional with over 17 years of experience in the financial services industry. Paul is an Investment Adviser Representative with Cain, Watters & Associates, LLC, an affiliated investment adviser registered with the Securities and Exchange Commission. Paul is also a Financial and Operations Principal (FinOp) with Sanders Morris Harris, a registered broker-dealer. Paul holds a Series 65, Series 27 and SIE licenses. Paul is a Certified Financial Planner™ professional. Paul is licensed in Texas.

Firm Information

Paul Lyons is currently registered with Cain, Watters & Associates, LLC. Cain, Watters & Associates, LLC is an investment advisor based in FRISCO, TX. The firm offers financial planning, educational seminars, selection of other advisors, and portfolio management for individuals. They manage approximately $3.54 billion in assets for 9,075 clients, including high-net-worth individuals, individuals other than high-net-worth, and trustees for pension plans. The firm also participates in wrap fee programs.
Cain, Watters & Associates, LLC

17 COWBOYS WAY, SUITE 300

FRISCO, TX 75034

$3.54B

Assets Under Management

750

Total Clients

67

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Lyons’s Registration & Firm History

TX

02/13/2006 - Present

Cain, Watters & Associates, LLC (FRISCO TX)

TX

06/07/2016 - 10/26/2016

TECTONIC SECURITIES, LLC (Dallas TX)

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Licenses & Designations

IA

Issued 01/31/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/18/2015

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Douglas Lyons.
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