Unclaimed
Paul Douglas King is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Paul has been in the securities industry since 2005. Paul's firm has offices in Atlanta, Georgia. Paul is registered in 15 states, including Alabama, Colorado, Florida, Georgia, Kentucky, Maryland, Michigan, Missouri, New York, North Carolina, Oregon, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
10/16/2013 - Present
Northwestern Mutual Investment Services, LLC (Atlanta GA)
CA
12/14/2010 - 09/17/2013
LPL FINANCIAL LLC (TORRANCE CA)
CA
05/07/2007 - 12/15/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CERRITOS CA)
IL
04/13/2004 - 04/18/2006
DWS SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 11/7/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2005
Series 7 - General Securities Representative Examination
BC
Issued 4/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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