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Paul Douglas Dewitt

Nuveen Securities, LLC

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About Paul Douglas Dewitt

Paul Dewitt is a financial advisor with Nuveen Securities, LLC. Paul has been in the securities industry for 6 years and has a Series 6, 7 and 63 licenses. Paul is registered to sell securities in North Carolina and South Carolina. Previously, Paul worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC in Charlotte, NC.

Firm Information

Paul Dewitt is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Dewitt’s Registration & Firm History

NC

01/29/2021 - Present

Nuveen Securities, LLC (CHARLOTTE NC)

NC

11/03/2017 - 01/11/2021

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/17/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Douglas Dewitt.
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