Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Donald Graffy is a financial advisor registered with IP Financial Advisory Services LLC. Paul is a registered investment advisor representative with the firm since 2021. Previously, Paul was registered with Piper Jaffray & Co., Northern Lights Distributors, LLC, Raymond James Financial Services, Inc., John Hancock Funds, LLC, MFS Fund Distributors, Inc., Phoenix Equity Planning Corporation, Evergreen Investment Services, Inc., Delaware Distributors, L.P., OppenheimerFunds Distributor, Inc., and A. G. Edwards & Sons, Inc. Paul has been in the financial services industry since 1991. Paul is a financial advisor registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
NC
07/23/2021 - Present
IP Financial Advisory Services LLC (CHARLOTTE NC)
MN
05/20/2016 - 10/07/2019
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NE
02/20/2015 - 05/13/2015
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IL
11/05/2013 - 01/03/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (WILMINGTON IL)
MA
05/13/2005 - 11/29/2011
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
11/04/1997 - 03/22/2005
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
CT
02/13/1997 - 07/15/1997
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NC
09/12/1995 - 02/12/1997
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
02/09/1989 - 07/21/1995
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
NA
01/21/1988 - 01/18/1989
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
NA
03/22/1984 - 12/05/1986
A. G. EDWARDS & SONS, INC.
IA
Issued 06/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/14/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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