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Paul Desmond Heathwood

Boston Partners Securities, LLC

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About Paul Desmond Heathwood

Paul Desmond Heathwood is a financial advisor with Boston Partners Securities, LLC. Paul has been in the financial industry since 2000. Paul has a strong track record of success, holding licenses in 52 states and is a registered principal with FINRA. Paul is committed to providing his clients with the highest level of service and expertise.

Firm Information

Paul Heathwood is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Heathwood’s Registration & Firm History

NY

02/05/2003 - Present

Boston Partners Securities, LLC (NEW YORK NY)

ME

01/02/2001 - 10/08/2002

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

PA

05/09/2000 - 01/02/2001

PROVIDENT DISTRIBUTORS, INC. (KING OF PRUSSIA PA)

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Licenses & Designations

BC

Issued 05/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Desmond Heathwood.
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