Unclaimed
Paul Delaney Naples is a financial advisor with Hightower Securities, LLC. Paul has been in the financial services industry since December 6, 2016. Paul holds a Series 6, Series 63, and SIE licenses. Paul previously worked at Equitable Advisors, LLC and Kestra Investment Services, LLC. Paul is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/02/2024 - Present
Hightower Securities, LLC (CHICAGO IL)
CT
11/30/2017 - 01/02/2024
EQUITABLE ADVISORS, LLC (MILFORD CT)
CT
11/08/2016 - 10/31/2017
KESTRA INVESTMENT SERVICES, LLC (FARMINGTON CT)
BC
Issued 12/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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